Chicago Securities Law Attorneys

Navigating securities law requires experienced legal counsel to ensure compliance and success in a highly regulated environment. De Silva Law Offices offers tailored guidance for securities transactions, SEC compliance, and private financing. We combine the depth of knowledge and experience typically found at large law firms with the client-focused value of a boutique practice, ensuring our clients receive strategic, target legal support.

Areas of Practice

• Registration, Regulation, and SEC Compliance: De Silva Law Offices specializes in navigating complex securities laws, assisting clients with federal and state compliance requirements.
• Corporate Formation and Ongoing Operations: We provide comprehensive legal support for forming corporations, partnerships, and funds, as well as advice on governance and operational matters.
• Corporate Governance and Fiduciary Guidance: Our team advises boards, executives, and entities on corporate governance, ensuring compliance with fiduciary duties and regulatory standards.
• Reporting and Disclosure Requirements: We assist clients with meeting their SEC reporting and disclosure obligations, ensuring timely, accurate submissions to mitigate risk.
• Regulatory Enforcement and Investigations: We have substantial regulatory experience representing clients in investigations and enforcement matters before the SEC and FINRA.
• Brokerage and Derivatives Documentation: We assist with creating and negotiating documentation related to brokerage, trading agreements, and derivatives, tailored to meet legal and business needs.
• Trading Issues and Disputes: Our practice helps clients navigate complex trading issues, from regulatory compliance to resolving disputes in rapidly changing markets.