Chicago Securities Lawyer
Comprehensive Investment Analysis and Audit Services
Attorney R Tamara de Silva is unique among securities lawyers in that she brings deep industry experience combined with over 24 years of practice as a securities and derivatives lawyer. Having helped hedge funds, exchange directors, trading firms, brokerages and funds in regulatory and compliance matters, and pre-indictment defense, Ms. de Silva has a deep bench of experience in not just how to navigate the regulatory and compliance landscape, but also, what can go wrong in investment advisory relationships and investments.
De Silva Law Offices is dedicated to providing securities investment analysis and audit services for a range of investment advisory products and services, such as investment fund products, separately managed accounts, structured products and all types of funds, including digital assets and ESG deals. She reviews investment decks, deals, and investment agreements for family offices and private parties from the standpoint of a securities lawyer. Part of this analysis involves due diligence, in depth analysis, and also spot audits of third-party investment advisor relationships.
Many investors and businesses benefit from having their own concierge securities lawyer screen potential investments and decks for obvious red flags, provide a high-level analysis of content, and review subscription and investment management documents for potential issues and points of negotiation.
Often times, professional athletes and high net worth individuals entrust their life’s work to financial advisors and lawyers. Ms. de Silva advises clients to conduct an annual, if not bi-annual spot audit of these third parties on behalf of investors in order to help mitigate risk of mismanagement and loss.
After 24 years of experience working on deals, regulatory and compliance, Ms. de Silva brings a jaundiced eye to investment consulting for her clients.
To ask Ms. De Silva to help evaluate a prospective investment contact us at (312) 500-8424.
Avoid Financial Fraud with Expert Legal Guidance
There will always be get rich schemes and good people defrauded by smooth talking salesmen riding the wave of the next big idea or financial mania. We have seen people give their retirement accounts and hard-earned savings to unregistered con men whether it was for internet companies in the 2000s to crypto schemes and ICOs over the past four years.
We have seen many people taken in by smooth-talking, well-dressed salespeople offering irresistible business opportunities. We have often thought and discussed among ourselves- if only people knew where to go to research these salespeople. If only people knew what questions to ask, and what if any recourse they will have if they hand over money to a friendly stranger. So we decided to do something about it.
Using our experience gained over the course of a combined 48 years of practicing securities and derivatives law, along with a deep bench of knowledge of registration and compliance in the financial markets, we hope you can come to a more informed decision when presented with a business opportunity or get rich scheme.
This book is in not intended to be taken as legal advice. It is not a substitute for seeking legal counsel before investing in anything. It is for people who may not have a securities lawyer or law firm on speed dial, and realistically speaking, that is most people.
Our goal is to empower you with some tools to begin to ask the right questions with which to understand an alleged investment opportunity. This is merely a starting point and guide written in our earnest hope that you avoid being the victim of a financial fraud.
Check out the book here.
R Tamara de Silva, Esq. & Cheryl Fitzpatrick, Esq.
Understanding Investment Risks in Chicago
In the bustling financial landscape of Chicago, where the Chicago Board Options Exchange and the Chicago Mercantile Exchange are located, investors face unique challenges. The city's vibrant economy attracts a diverse range of investment opportunities, but it also brings with it a higher risk of encountering fraudulent schemes. Local residents often find themselves overwhelmed by the sheer volume of investment options, from tech startups to real estate ventures, making it crucial to have a trusted legal partner to navigate these waters.
Chicago's regulatory environment, overseen by entities such as the Illinois Securities Department, emphasizes the importance of compliance and due diligence. However, many investors may not be fully aware of the resources available to them. Understanding the local regulations and how they apply to specific investments can be daunting, especially for those new to the investment scene. This is where having a knowledgeable securities lawyer can make a significant difference.
Moreover, the prevalence of financial advisors in the Chicago area can lead to potential conflicts of interest. Many individuals, including professional athletes and high-net-worth residents, often rely on these advisors without conducting thorough audits of their practices. This can result in mismanagement and financial loss. By advocating for regular reviews of these relationships, we aim to help Chicagoans protect their investments and ensure their financial futures are secure.
As a local firm, we understand the specific pain points faced by Chicago investors. Whether it's navigating the complexities of investment agreements or identifying red flags in potential deals, we are here to provide the guidance you need. Our commitment to empowering our clients with knowledge and resources is rooted in our deep understanding of the Chicago financial landscape.
To discuss your investment concerns and how we can assist you, contact us at (312) 500-8424.